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You are here: Course Outline

Money Laundering, Professional Conduct and other Practice Regulations

Credits:4View Alternative Price Options
Course Code: 2139
No Dates Scheduled
If you would like to book this course please call us on 01752 725700 to discuss your requirements.

Who Should Attend

Partner / Manager / Junior
This course is suitable for all staff and principals including MLROs. The course provides and overview of the requirements of the current AML regime and highlights those changes introduced by Regulations made under the 4th Anti-Money Laundering Directive.

Course Content 

  • New AML requirements that will apply from 26 June 2017
  • New guidance on Professional Conduct in Relation to Taxation that applied from 1 March 2017
  • The new rules on consumer credit that applied from 1 April 2016
  • Update on Data Protection
  • Changes to the PII rules and the duty of fair presentation
  • New client money rules - not offering a banking service
  • Refresher on the boundaries for regulated services
    • DPB
    • Probate
  • Refresher on the ethical considerations on receipt of commission